ValkyaEditorial

Tagged “front-running”

1 article on front-running.

Supreme CourtSupreme Court of India

SEBI v. Kanaiyalal Patel (2017): front-running by non-intermediaries is a fraudulent and unfair trade practice

The Supreme Court held that front-running by a person who is not a registered intermediary is prohibited under the SEBI (PFUTP) Regulations 2003. 'Fraud' in Regulations 3 and 4 is read broadly to cover any act that induces another to deal in securities, even without deceit, and Regulation 4(2)(q) is not confined to intermediaries.

Valkya Editorial··6 min